Responsible for all compliance activities at the firm. Lead and manage SEC meetings. Substantial client and investor responsibilities, especially working with existing and prospective investors due diligence teams. Contribute to on-boarding clients and investor relations. Work with outside compliance consulting firm for compliance and audit. Contribute in other areas of the firm.
Join a 19-year established fixed income arbitrage hedge fund in a leadership capacity. Very visible, high impact role, you will have extensive client-facing and client presenting responsibilities. Expand your responsibilities & impact beyond compliance, opportunity to manage HR function, fill gaps in administrative function (they have no CAO), contribute in operations and finance. Work with senior management to define set your own career path at the firm. Casual atmosphere, collegial group, stable environment, stable investor base, very low turnover at the firm. Within a year, potential for position to have flexible hours/days.
$600m AuM, 19 years in business, returns average low-mid teens since inception. Small firm, collegial environment of less than 30 employees. Based in Manhattan.
Hedge fund or other alternative asset management experience. At least 3 years in Compliance role, prefer more. Knowledge of SEC meetings, SEC audits. Experience with Form PF, regulatory filings, employee compliance manuals, 40 ACT regs, ADV Part B forms, governance documents. Must be very presentable, credible with demonstrated success interfacing with investors.
Please email your resume in confidence with Reference #1739 in the subject line.